Financial services : authorisation, supervision, and enforcement : a litigator's guide / Jonathan Russen

Regulation through authorisation, requirement, and approval -- Mainstream and regulatory offences -- The FSA's powers of investigation -- Criminal prosecutions by the FSA -- Civil liability and the remedies and sanctions available to the FSA and investors -- Market abuse -- The FSA's control of money laundering -- Restrictions upon financial promotions -- Practice and procedure -- Independent challenges to the FSA's actions -- The financial ombudsman service

著者

Russen, Jonathan

出版社

Oxford University Press

発売日

2006年1月発売

価格

価格未定（税込・書誌情報提供：openBD）

ISBN

9780199296651

発売済み